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ISS Small Grant Program
2012 Awards: Fall and Spring

2011 Awards 2010 Awards

Fall 2012 Awards


Spatial Language and the Development of Spatial Cognition

Marianella Casasola, Human Development

The Promise of Augmented Reality: A Case Study of Real-Time Imaginings of Future Technologies
Tarleton Gillespie, Communication
Tony Liao, Communication

The Foreclosure Crisis and Racial Residential Stratification
Matthew Hall, Policy Analysis and Management

Development of Collective Bargaining in China: A Multidisciplinary Conference and Research Project
Sarosh Kuruvilla, International and Comparative Industrial Relations

How Health Care Policy Shapes Public Opinion: The Impact of the Affordable Care Act Over Time
Suzanne Mettler, Government

Life on the Frontier: Identity and Exchange at the Ancient Border Town of Abel Beth Maacah, Israel
Lauren Monroe, Near Eastern Studies

The Fourth Urie Bronfenbrenner Conference: New Developments in Aging, Emotion, and Health
Anthony Ong, Human Development

Causal Mediation Analysis in the Presence of Latent Heterogeneity
Felix Thoemmes, Human Development

Visualizing Speech: Real-Time MRI of the Vocal Tract
Sam Tilsen, Linguistics

The John Lossing Buck Project
Calum Turvey, Charles H. Dyson School of Applied Economics & Management

Health Effects of Weather and Pollution: Implications for Climate Change
Nicolas Ziebarth, Policy Analysis and Management

Spatial Language and the Development of Spatial Cognition
Marianella Casasola, Human Development

2012 Project Description: Infants’ spatial skills are an important aspect of early cognition, allowing them to navigate their world, note commonalities in the spatial layout of their environment, and mentally translate objects to predict their appearance from a different angle. These skills lay the foundation for a number of later-emerging abilities, such as letter recognition, reading, building from instructions, and interpreting maps. Thus, examining how spatial cognition unfolds has the potential to provide insight into the development of a broad range of cognitive abilities. Taking a multi-method, developmental approach, we examine how spatial language contributes to advances in infant spatial skills, outlining new theoretical and empirical insights into the impact of acquiring spatial language on spatial cognition. This project will also seek to validate a new measure of spatial transformation that can be used to link its development from infancy into early childhood. The proposed work is significant in informing our understanding of early spatial cognition, the acquisition of spatial language, and the synergistic and evolving relation between spatial cognition and spatial language as each skill develops. Furthermore, documenting an effect of spatial language on spatial cognition would establish one pathway by which we can enhance spatial skills in infants and children, skills that have been linked to achievement in math and science

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The Promise of Augmented Reality: A Case Study of Real-Time Imaginings of Future Technologies
Tarleton Gillespie, Communication
Tony Liao, Communication

2012 Project Description: This proposal aims to develop an empirical understanding of the relationship between emerging technologies and the promises about the future that circulate around them, specifically around the case of augmented reality (AR) technologies. As the AR industry makes broad, sweeping claims about the transformation the technology will usher in, the trajectory this technology will actually take is being shaped by these individual ‘promise champions’ and the visions of the future they promote regarding AR (Van Lente & Rip, 1998). This study seeks to answer two main research questions. First, it aims to understand how AR is being framed and conceptualized as a future technology by a variety of stakeholder groups. Second, this study attempts to understand how competing visions of the future align and diverge at the intersection of multiple stakeholder groups, and how they become contested. Through qualitative fieldwork and participant observation at three different field sites, we hope to expand not just our understanding of AR as an emerging technology, but also our theoretical understanding of the important discursive constructions that surround and shepherd any emerging technology.

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The Foreclosure Crisis and Racial Residential Stratification
Matthew Hall, Policy Analysis and Management

2012 Project Description: This project seeks to examine the implications of the foreclosure crisis and Great Recession on racial inequality and racial change in American neighborhoods. Using address-level data on every housing foreclosures event in the U.S. between 2005 and 2012 linked to neighborhood-level data from the U.S. Census, the research proposed in this application will detail patterns of and trends in Americans’ exposure to foreclosure in their neighborhoods of residence, evaluate the correspondence between neighborhood foreclosure rates and their socioeconomic and racial/ethnic context, and evaluate whether and how the foreclosure crisis has altered patterns of racial neighborhood change within housing markets.

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Development of Collective Bargaining in China: A Multidisciplinary Conference and Research Project
Sarosh Kuruvilla, International and Comparative Industrial Relations

2012 Project Description: Although labor strikes are illegal, during the last 5 years there have been more than 400 recorded strikes in China. One consequence of this new found militancy amongst Chinese workers has been an increase in collective bargaining. There appear to be two types of bargaining structures, one centralized at the sectoral (industry) level and one relatively decentralized at the company level. The purpose of this research project is to understand just how these two types of bargaining structures are becoming institutionalized in China. The question is crucial from a practical perspective given its implications for the bargaining power of workers and employers as well from a comparative research standpoint. Comparative industrial relations research has found that centralized bargaining is associated to greater labor strength in terms of union density, better bargaining coverage (and consequently better working conditions) and lower levels of industrial conflict. But these results have been found in democratic countries with a tradition of independent unionism. Whether sectoral bargaining or company-wide bargaining will prevail in China (where there is neither democracy nor independent unions), is an open question, but depends heavily on how these bargaining structures are become institutionalized. This process is the subject of our conference and collaborative multidisciplinary research project.

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How Health Care Policy Shapes Public Opinion: The Impact of the Affordable Care Act Over Time
Suzanne Mettler, Government

2012 Project Description: The sustainability of the Patient Protection and Affordable Care Act of 2010 will depend not only on its economic, legal, and administrative feasibility or on the stance of political elites in Washington, D.C. but also on how the new law itself gradually influences citizens’ attitudes about health care reform and affects their support for future changes. All such effects of the Affordable Care Act on Americans’ political behavior will affect its durability and, if it does survive, they will shape the contours of the next round of health care reform in the United States. The ISS grant provides support for a study examining how the new law affects public opinion over time. It uses a longitudinal survey of 1200 Americans interviewed repeatedly over several years. The project will contribute to our knowledge of how public policies, once created, influence political behavior, potentially reshaping the political process.

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Life on the Frontier: Identity and Exchange at the Ancient Border Town of Abel Beth Maacah, Israel
Lauren Monroe, Near Eastern Studies

2012 Project Description: Archaeology of “borderlands” provides evidence for the many aspects of social interaction and boundary-making that elite, pious scribes overlooked; it can show how the ancients themselves defined ethnic borders by developing material culture in a frontier situation. This project focuses on archaeological excavation at the ancient site of Abel Beth Maacah (ABM), in modern-day Israel, which lies at the frontier of the ancient polities of Israel, Aram and Phoenicia. Through excavation, collection and analysis of pottery, architecture, organic and other material remains this study will illuminate how the processes of identity construction reveal themselves in the lived experience of the inhabitants of this ancient border town. Rather than seeing the borderland as marginal, or unrepresentative of any one culture, the interactions and exchange between Israelites, Aramaeans and Phoenicians at ABM should help refine our understanding of what was essential to each.

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The Fourth Urie Bronfenbrenner Conference: New Developments in Aging, Emotion, and Health
Anthony Ong, Human Development

2012 Conference Description: The fourth biennial conference in honor of the legacy of Urie Bronfenbrenner, entitled ―New Developments in Aging, Emotion, and Health‖, will convene a panel of leading researchers to address the reciprocal relationships between affect and health in later adulthood. The overarching goal is to highlight advances in the fields of affective science and aging and to develop a basis for new research initiatives in the study of positive health across the lifespan.

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Causal Mediation Analysis in the Presence of Latent Heterogeneity
Felix Thoemmes, Human Development

2012 Project Description: Mediation analysis has become increasingly popular in the social sciences because it enables researchers to examine causal mechanisms by which an antecedent variable changes an outcome through intervening variables (mediators). Traditionally, research on mediation analysis was focused on the parametric estimation of direct and indirect effects, but recently there has been much interest in the identification and estimation of causal effects. There are several assumptions that need to hold for the identification of causal mediation effects, one of them is the absence of so-called causal heterogeneity. This assumption posits that the true individual-level causal effect does not differ among individuals. This assumption is likely violated in real data settings, e.g., prevention programs affect individuals differentially thereby leading to distinct mediational pathways. An important consequence of causal heterogeneity is that it can lead to distorted estimates of indirect effects. To remedy this problem, we first lay out the theoretical framework to model causal heterogeneity and then use finite mixture models (FMM) to account for unobserved heterogeneity in the population. FMM is used to capture unobserved classes of individuals who follow the same mediational pathway thereby mitigating the biases due to causal heterogeneity. To the best of our knowledge, the application of FMM in the context of mediation analysis has not been studied. We will conduct simulation studies to examine the performance of developed methods in terms of parameter recovery (e.g., indirect effect bias) and class recovery. Finally, we will apply our methods to estimate causal heterogeneity in a real dataset that evaluates a prevention intervention to promote health among firefighters.

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Visualizing Speech: Real-Time MRI of the Vocal Tract
Sam Tilsen, Linguistics

2012 Project Description: To produce speech we control movements of the vocal organs, such as the lips, jaw, tongue, velum, and vocal folds. Yet except for movements of the lips, these articulatory movements are never seen; to perceive speech we rely mostly on auditory perception of the acoustic consequences of speech movements. In developing theories of speech communication, it is crucial to understand the relation between these two domains. Constraints on articulatory movements give rise to constraints on the range of possible speech sounds, which in turn influence how speech is used to communicate meaning—both linguistic and social. To better understand the control of speech articulation, it is necessary to observe the movements of the vocal organs directly; however, technological limitations on imaging the vocal tract during speech have hindered this effort. This project will use a powerful new technology—real-time Magnetic Resonance Imaging (rtMRI)—to collect and analyze video images of how speakers move their vocal organs while speaking. Real-time MRI offers an unprecedented combination of spatial and temporal resolution of the shape of the vocal tract, providing data that inform theories of speech communication in numerous ways. This project conducts an experimental study of reaction time—a widespread dependent variable in psycholinguistic research—using articulatory movements recorded with rtMRI.

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The John Lossing Buck Project
Calum Turvey, Charles H. Dyson School of Applied Economics & Management

2012 Project Description: The primary objective of this study is to digitize up to 30,000 household surveys collected by John Lossing Buck (BS, MS, PhD Cornell) under the Nanjing Project in rural China between 1923 and 1933, and to evaluate this data using modern economic theories and statistical/econometric methods that were not available in the 1920’s and 1930’s. In addition to this as the primary goal we will also be linking data and research findings to contextualize the novels of Cornell alumni and Nobel Laureate Pearl S. Buck who was married to JL Buck and based much of her literature on what she observed in the field with him. Digitizing and investigating the data collected under the Nanjing Project is a joint effort between Cornell University and Nanjing Agricultural University. It is a massive task! With each survey requiring at least one-hour to input into a worksheet, between 10,000 and 30,000 hours will be required in data input alone. Any notes recorded on the surveys need to be translated from old Chinese to modern Chinese and English. Many villages that were surveyed have had name changes and need to be located and identified. Surveys need to be collated, annotated, photocopied and then preserved so that seamless worldwide access made available through an integrated web-based interface.

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Health Effects of Weather and Pollution: Implications for Climate Change
Nicolas Ziebarth, Policy Analysis and Management

2012 Project Description: This research project intends to estimate the effects of weather conditions and pollution levels on population health. On a daily county level basis, we intend to match a census of all hospital admissions in Germany from 1998 through 2010 with rich weather and pollution data. This unique dataset allows us to analyze in detail how temperature fluctuations, including heat and cold waves, interact with variations in pollution levels, ultimately affecting human health. In a second step, using climate change scenarios, we will predict how climate change might affect population health in industrialized countries in the north temperate climate zone, where the majority of the world’s population resides. In addition, we also assess how climate change will shape demand for health care in the future and how it will affect health care expenditures. Finally, its interaction with population aging and the role of population aging in this long-term process will be assessed.

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Spring 2012 Awards

Civic Engagement, Civil Society Organizations, and Urban Environmental Governance: Implications for the New Environmental Politics of Urban Development
Shorna Allred, Natural Resources

Targeting and Impacts of India’s National Rural Employment Guarantee Scheme

Christopher Barrett, Charles H. Dyson School of Applied Economics & Management

Cyber-­Boosting African Social Science: Exporting the CISER Experience
Parfait Eloundou-Enyegue, Development Sociology
William Block, Cornell Institute for Social and Economic Research
Sarah Giroux, Development Sociology

Listening to the Nation: Mass Culture and Identities in Interwar Egypt

Ziad Fahmy, Department of Near Eastern Studies

Education Work in China: A Comparative Study of Beijing's Separate School Systems
Eli Friedman, Department of International and Comparative Labor

Health Insurance Choice and Utilization
Don Kenkel, Department of Policy Analysis and Management

Toward Sustainable Health: Modernizing Traditional Medicine in Tanzania
Stacey Langwick, Department of Anthropology

Innovating the Smart Grid: Organization of R&D, Standards, and the Electricity Industry
Aija Leiponen, Charles H. Dyson School of Applied Economics & Management

Modeling College Choice: The Role of Preferences and Constraints in Producing Disparities in College Attendance Outcomes
Jordan Matsudaira, Policy Analysis and Mangement

Policymaking under the Shadow of Death: the Policymaking Process under the Khmer Rouge in Democratic Kampuchea
Andrew Mertha, Government

Elections, Accountability, and Democratic Governance in Africa
Muna Ndulo, Law and African Development

Fuzzy-Trace Theory and the Law: Testing a Theoretical Model of Juror Damage Awards

Valerie Reyna, Human Development

Time-Varying Risk Preferences and Asset Prices: Evidence from Lottery Bonds

Andrey Ukhov, Hotel Administration

Platonic friendship and social olfactory cues in human body odor

Vivian Zayas, Psychology

Civic Engagement, Civil Society Organizations, and Urban Environmental Governance: Implications for the New Environmental Politics of Urban Development
Shorna Allred, Natural Resources

2012 Project Description:
In an age of global environmental problems, recognition of the environmental impact of urbanization and development is critical for creating sustainable and livable cities in the future. Urban political theory has underestimated environmental issues, as well as the influence of civil society organizations (e.g. non-profits) in shaping local land use. Today, there is a vibrant network of civil society organizations actively stewarding and managing public urban lands through urban greening activities, such as community gardening and tree planting. These organizations have also mobilized environmentally related civic engagement among residents. Civic engagement, the manner in which citizens participate in their community, occurs in different types of activities, including voting, fundraising for charity, volunteering, and engaging in political conversations with others. Civic engagement is the basis for "civic stewardship" in which citizens take actions (often through civil society organizations) to govern and steward urban eco systems in their community. However, the process through which these organizations mobilize public participation, and thereby build their capacity for influence within urban regimes, is not clear. These research will provide key insights into these processes by conducting quantitative survey research among environmental civil society organizations throughout the U.S. Findings will contribute to new environmental urban politics literature through an understanding of how environmental civil society organizations bolster influence in urban regimes through the mobilization of public particpation. By focusing on civic engagement in the context of urban environmental management, this research will help contribute to new environmental urban political theory.

2013 Project Update:

This research project utilizes a governance framework to examine the civic engagement strategies of civil society organizations involved in urban environmental management, and how those strategies strengthen the influence of civil society organizations in urban regimes for land-use management. Dr. Allred has conducted a literature review on the community outreach and volunteer management strategies used by nonprofit environmental organizations in urban areas.  Dr. Allred will conduct a national survey of nonprofit environmental organizations in summer 2013.  In preparation, she has adapted and created scales for measuring civic engagement strategies as well as a database of urban environmental organizations across the United States.  Additionally, she submitted am NSF grant proposal to the Science of Organizations program area with collaborators from University of Washington and the U.S. Forest Service.  This research is based on a conceptual framework that asserts that organizational resilience is a function of individual-level skills, knowledge, and abilities that are enhanced through organizational processes. She will apply this conceptual framework to empirically investigate volunteer contributions in environmental nonprofit sector organizations. 

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Targeting and Impacts of India’s National Rural Employment Guarantee Scheme
Christopher Barrett, Charles H. Dyson School of Applied Economics & Management

2012 Project Description: India’s Mahatma Gandhi National Rural Employment Guarantee Scheme (NREGS), started in 2006, is the largest public works employment project in the world. It gives each rural household a legal right to be employed up to 100 days per year at a state‐specific minimum wage rate. Taking advantage of a three‐round panel data (2004, 2006, and 2008) from 4,800 households in Andhra Pradesh and the National Sample Survey data, a repeated cross‐sectional survey collected annually in all districts, we will explore the targeting performance and the impacts of NREGS on the welfare of rural households. We aspire not just to publish our findings and thereby inform both the policy community in India and other development researchers, but also to use these results to generate more substantial external research funding to field further surveys and explore the issue in greater depth in collaboration with partners in India and elsewhere.

2013 Project Update

The research team has made significant progress with the support of ISS funds. First, we produced a paper entitled “Heterogeneous Pro-Poor Targeting in India’s Mahatma Gandhi National Rural Employment Guarantee Scheme” which is published in Economic and Political Weekly Vol - XLVIII No. 10, March 09, 2013 (Yanyan Liu and Christopher B. Barrett). Second, the team has successfully generated external research funds from the International Initiative for Impact Evaluation (3ie) to support further research activities on this topic during next two years. That work will be in collaboration with the International Food Policy Research Institute and the Indira Gandhi Institute of Development Research (IGIDR)  in India.  Third, other analyses on impacts of NREGS are ongoing, one graduate student, one undergraduate student and two faculty at Cornell and one faculty member and one PhD student from IGIDR are involved in the analyses.


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Cyber-­Boosting African Social Science: Exporting the CISER Experience
Parfait Eloundou-Enyegue, Development Sociology
William Block, Cornell Institute for Social and Economic Research
Sarah Giroux, Development Sociology

2012 Project Description: Quantitative social science has now entered an era of data abundance, owing to cumulative innovations in research, metadata, and computer technology. The Cornell Institute for Social and Economic Research CISER), with a robust environment for data curation, dissemination, and analysis, exemplifies this trend. This data support infrastructure makes it possible for social scientists at Cornell to easily store, retrieve, share, and analyze large datasets in ways that enhance the timeliness, scope and rigor of their empirical work. Ultimately, this access boosts social science’s ability to study a range of pressing social questions.

On a global scale however, this access remains highly uneven. Technological advances have widened the gulf in research productivity between North and South. Social scientists in sub-Saharan Africa, in particular, continue to lag behind. This lag is less about access to “hardware” or “software”, but rather  comprehensive “data warehousing” environment to support research. Although many African research institutions have invested in computers and statistical software, they often lack this data warehousing capacity.

In the last three years, and with support from the Hewlett Foundation and Cornell, we have led an effort to donate computers and software, and provide methodological training to a large network of scholars in Francophone Africa. We see these previous accomplishments as the first leg of a broader project to build more vibrant research institutions in this sub-region. One important hurdle, which this project begins to address, is to build the data warehousing capacities of the kind that CISER has created at Cornell.

2013 Project Update:

This proposal was designed to work collaboratively with CISER and a Cameroon-based pan-African institute for demographic training (IFORD) to improve access to data, statistical software, and data platforms. The ISS grant supported preliminary activities needed to prepare and submit a larger proposal for outside funding in order to continue the above-mentioned activities on a larger scale. The grant monies were used to support a visit to Cameroon by one of the main investigators (December 2012) and a more recent visit (April 13-19) by the IFORD’s Director of International Cooperation. During this last visit, we worked to set up, as a starting point, a system to give IFORD scholars restricted access to the CISER platform and to begin the training activities envisioned. We also drafted and have now submitted (May 2013) a proposal ($100,000) to the Gates Foundation. If successful in this first proposal, we will become eligible to compete in a larger pool of applications for substantially higher awards. The ISS seed also helped us finalize a grant submission (May 2013) to the Hewlett Foundation to support statistical training in Africa as well.  


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Listening to the Nation: Mass Culture and Identities in Interwar Egypt

Ziad Fahmy, Department of Near Eastern Studies

2012 Project Description: Historians of modern Egypt have neglected the role and impact of sound and aurality/orality on public culture and on the diffusion of an Egyptian national culture. This traditional ocularcentric approach relies almost exclusively on written classical Arabic texts and sources, tilting the historiography towards an elite perspective. Indeed, the cultural implications of radio broadcasts and phonograph recordings on an ever increasing mass-listenership were immense. By not requiring literacy as a prerequisite for participation, sound media allowed for the spread of a national culture beyond a small coterie of elites and intellectuals. An ISS small grant would enable me to begin research on my new book manuscript tentatively titled, Listening to the Nation: Mass Culture and Identities in Interwar Egypt. My proposed preliminary research in London will lead to a broad examination of the soundscape of street and café culture in interwar urban Egypt. I will primarily investigate the effects of radio and phonograph records on the Egyptian streets while examining the critical role coffee shops played as cultural hubs where differing mass media from newspapers to radio were publicly merged, negotiated, discussed, and digested. The role of the thousands of urban cafés and other public meeting areas in the broadcasting and reception of these new cultural productions is central to understanding the pervasiveness and effectiveness of these new media. Indeed, coffeehouses, as Peter Burke has remarked, “inspired the creation of imagined communities of oral communication.”

2013 Project Update

Professor Fahmy used the ISS grant to conduct research at the British National Archives during the summer of 2012. He consulted important British Foreign Office records related to his next book project titled:  Listening to the Streets: Radio, Noise, and Soundscapes in Inter-War Egypt. The ISS grant also allowed Prof. Fahmy to collect critical data, helping him secure an NEH funded yearlong grant worth up to $42,000 for research as a fellow at the American Research Center in Egypt. This fellowship will allow Prof. Fahmy to complete the research for his book manuscript in 203-2014 at the Egyptian National Archives and the Egyptian National Library in Cairo, Egypt.

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Education Work in China: A Comparative Study of Beijing's Separate School Systems
Eli Friedman, Department of International and Comparative Labor

2012 Project Description: During the summer of 2012 I will investigate the work of teachers in public and private elementary schools in Beijing. Although there is a growing body of literature by education scholars on China's segregated school system which confines the children of migrants from the countryside to an inferior system of privately operated schooling, there is no research on the teachers themselves. Additionally, while sociologists have increasingly focused on workers in the service sector, there is still relatively little literature on education work. In order to address these shortcomings, my research will analyze the work and social position of teachers in Beijing's schools, including both those public schools that serve urban residents and the private schools that serve migrants' children. I am interested in how the divergent class and citizenship status of students and parents impacts work for teachers. In particular, I hypothesize that greater precarity of labor for migrant workers will be refracted and reproduced in the classroom of migrant schools, thus
posing new pedagogical and work challenges for teachers. On the other hand, teachers in officially recognized public schools are likely subjected to much greater disciplinary forces, both from the state but also from parents that are relatively well endowed with social and cultural capital. In sum, I will investigate how the multidimensional relationships between parents, students, principals, and the state impact teacher’s working lives in these two different labor regimes. In addition to addressing particular concerns about education and sociology of work, this research will approach the question of education work as a prism through which we can understand more general social cleavages that have developed during China’s
economic reform.

2013 Project Update: Professor Friedman has expanded the study of teachers' work in migrant schools to include sites in Beijing and Guangzhou. He and his research assistants have completed more than 70 interviews with teachers and school administrators, and they intend to conduct a survey in the next year. Preliminary results from the research have been written up in an article entitled Teachers' Work in China Migrant Schools," which was presented at the 2013 International Labor Process Conference. Following revisions, the article will be submitted for publication. In the summer of this year, new research sites in Chengdu will be incorporated into the study.

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Health Insurance Choice and Utilization
Don Kenkel, Department of Policy Analysis and Management

2012 Project Description: What is the value of non-monetary features of health insurance to employees? The aim of this research is to estimate the value to an employee of features such as physician network and mandatory health checks. The basis of this research is the Cornell Plan for Healthy Living (CPHL), a health insurance introduced by the Oce of Benet Services in 2008. To encourage enrollment, CPHL has been priced below and provides identical or improved benets compared to all other plan. Despite the nancial incentives, less then 25% of Cornell endowed employees have taken up the plan. With the approval of the Oce of Benet Services and the IRB, we will use health insurance choice and medical care utilization data to investigate how the non-monetary features of the other plans give incentive to Cornell employees not to switch to CPHL.

2013 Project Update: In the summer 2012, Prof. Kenkel along with Shooshan Danagoulian, a doctoral student in Economics, purchased the health insurance choice and utilization data.  The data was prepared for analysis, and preliminary results are being prepared for publication.  The results will be presented at a number of conferences in Fall 2013 (e.g. Association for Public Policy Analysis and Management Conference, 2013).  The preliminary results suggest that employees rely heavily on information from colleagues in selection of the health plan.  There is evidence of willingness to pay up to $1450 to avoid supervision from a primary care physician and health care planning.  The research will continue to obtain more precise estimates of the dis-utility of wellness program, and to evaluate the costs associated with switching health insurance plans.


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Toward Sustainable Health: Modernizing Traditional Medicine in Tanzania
Stacey Langwick, Department of Anthropology

2012 Project Description: This research examines the intersection of scientific research, traditional medicine, and intellectual property (IP) law in Africa. Traditional knowledge challenges current forms of IP by raising questions about the centrality of authorship, the definition of property, the obligations of ownership, and the territoriality of the patent system. Langwick hypothesizes that scientists and scientific institutions investigating traditional medicine in Africa are innovating new sustainable forms of intellectual property as the grace periods for the implementation of the World Trade Organization's Trade-related Aspects of Intellectual Property Rights requirements near their end and developing countries are compelled to complete the transition to the new global property regime. This project examines the ways that two research centers in Tanzania (East Africa) are interpreting, applying and re-working global intellectual property policies during their research into traditional medicines. Her ethnographic approach promises to identify new forms of collaboration that are emerging between healers, patients, scientists, scientific institutions and private companies in the name of modernizing traditional medicine; account for the relationship between property and health that inheres in visions of sustainable health; and describe the forms of commons that are being imagined in efforts to develop traditional medicine with the goal of contributing to sustainable health. 

Project Update

Langwick received an additional $233,765 from the National Science Foundation and $19,625 from the Wenner-Gren Foundation for Anthropological Research to support her work.

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Innovating the Smart Grid: Organization of R&D, Standards, and the Electricity Industry
Aija Leiponen, Charles H. Dyson School of Applied Economics & Management

2012 Project Description: This research will generate academic, policy, and managerial insights into smart-grid standards. Smart grid, nicknamed the Internet of Energy, will incorporate features such as real-time metering and management of consumption and virtual power plants that integrate distributed power generation, often from renewable energy sources. Advanced information and communication technologies (ICTs) are expected to substantially improve resource utilization, but they require compatibility standards in order to generate positive network externalities. Compatibility standards are technical specifications that define how an electronic signal is transmitted between two devices. There is regulatory pressure to develop open standards, but some firms are developing their own proprietary standards to better control the network. It is well known from other communication networks (e.g. telecommunications, computing) that the control of technical interfaces determines the control of information flows, the network, and subsequent innovation for extended periods of time, sometimes for decades. This project will examine the smart-grid standard-setting process, particularly focusing on the neglected role of industry consortia and other cooperative organizations, and inform policymakers and technology entrepreneurs about the dynamics and long-term implications of standards competition. The results will help States such as New York build more efficient and innovative smart-grid industry ecosystems. This project will build on my previous research on the economics and strategic management of wireless communication standards. It involves a comparative research design between smart-grid industries in the United States and in the United Kingdom, and between the smart grid and wireless telecommunications industries.

2013 Project Update

The project has been slightly delayed due to data collection challenges. Data collection will be completed over the summer of 2013. The preliminary data reveal a complex institutional arrangement whereby the US government sponsors both R&D, demonstration grid projects, and standard setting activities, whereas industrial companies have applied for patents and organized their own consortia and alliances to respond to more immediate market opportunities. The two types of players interact in a complex ecosystem. Combining detailed information about firms’ institutional strategies and company-level financial and patenting data will generate novel insights about the innovation and cooperation behavior of firms operating in an emerging industry with an exceptionally complicated institutional and political structure, and about how government research funding is utilized and deployed through private firms’ strategic innovation behavior.


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Modeling College Choice: The Role of Preferences and Constraints in Producing Disparities in College Attendance Outcomes
Jordan Matsudaira, Policy Analysis and Mangement

2012 Project Description: Choosing a college is one of the most economically important and personally consequential choices made by a young adult. Students from low-income backgrounds and some minority
groups, however, appear to be underrepresented at selective universities, even conditioning on income and academic preparation. While several recent studies have investigated the role of factors such as distance, cost, school quality, school resources, and financial aid on school choice, these studies often lack detailed information about the prospective student and the schools in their respective choice-sets. Using a unique dataset provided by the social media website Zinch.com, we plan to build a model of college choice to explore how student preferences and constraints interact to determine attendance outcomes for students. We are
particularly interested in understanding what portion of the differences in college attendance decisions are driven by differences in preferences for school characteristics versus differences in student resources or constraints; and understanding how the impacts of various policies like financial aid on enrollment and college choice might depend on student preferences for college quality. This dataset is larger and contains more information about student characteristics than any other previously brought to bear in the study of college choice, and thus provides a unique opportunity to shed light on these issues.

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Policymaking under the Shadow of Death: the Policymaking Process under the Khmer Rouge in Democratic Kampuchea
Andrew Mertha, Government

2012 Project Description: In this project, I look at the part of the Democratic Kampuchea that was not directly involved in killing in order to provide an institutionally-grounded map onto which our growing knowledge of DK as an epicenter of death on an almost unimaginable scale can be placed. By doing so, my hope is to contribute to a more nuanced and complex picture of the terrible regime that ruled Cambodia from 1975 until the end of 1978.

2013 Project Update: Cambridge University Press is very interested in a potential book project. I will be sending them a book prospectus in the next several months, which they will send out for review.

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Elections, Accountability, and Democratic Governance in Africa
Muna Ndulo, Law and African Development

2012 Project Description: The Institute for African Development (IAD) is holding a symposium to critically examine governance, development and security issues in Africa. We hope to address such issues as: democratic reform in Africa; defining accountable governance; accountability institutions such as human Rights Commissions; constitution making, external accountability enforced by donors, electoral systems, elections and democracy; civil society and democratic consolidation; democracy in cultural and religious contexts; the contradiction of state without citizens; and challenges of state-building and institution-building. We have identified 18 leading academics experts and practitioners from around the globe to examine the key issues identified above. It is expected that the proceedings of the symposium will be published in an edited volume.

2013 Project Update.
The ISS' grant program helped to fund a conference on Elections, Accountability, and Democratic Governance in Africa. The conference brought together leading academic experts and practitioners from all over the world to examine governance, development and security issues in Afranca. The proceedings from the event will be published by Cambridge Scholars Press.

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Fuzzy-Trace Theory and the Law: Testing a Theoretical Model of Juror Damage Awards
Valerie Reyna, Human Development

2012 Project Description: The aim of the present proposal is to explain the factors that determine how an individual uses qualitative information from a court case to come up with a quantitative amount, in the form of a monetary award, by testing a theoretical model of jury decision-making (Hans & Reyna, 2011) based on the empirical work from fuzzy-trace theory (FTT). According to FTT, jurors will ultimately rely on gist representations of a court case to come to their conclusions about the case and to come up with a monetary amount that based on the ranking of damages. To test this premise, we will begin by creating three sets of civil court cases that will vary by the severity of the case (low, medium, high) involved in each case (as assessed by a legal expert). Within the cases, we will vary the presence of a numerical amount (none, low, high) that is relevant or irrelevant to the situation. Subjects will be asked to come up with the gist of the award, a dollar amount for the plaintiff, an estimate of the highest and lowest amount they would consider awarding for each case, as well as to judge the severity of the case. Memory and individual differences will also be measured. Subjects will range from different levels of expertise, from college students (Experiment 1) to adults who are eligible for jury duty (Experiment 2) to law students and lawyers (Experiment 3). This research will test fuzzy-trace theory predictions with respect to what types of information affect jury award estimates, and how this changes with age and expertise.

2013 Project Update: The civil jury system rests on laypeople's ability to make fair and just decisions about damage awards. Yet, damage awards are often criticized and jurors have difficulty translating an individual's misfortune into a monetary value. This research tests the first model of jury damage award decision-making, grounded in fuzzy-trace theory. Preliminary results suggest that laypeople base award judgments on imprecise qualitative perceptions of damages as low, medium, or high, but providing meaningful numbers can guide assigning monetary values. This support has benefitted undergraduate mentoring (resulting in an honors thesis), graduate-student learning, and the results have been presented at national meetings (2013 Law, Behavior, and Social Science Seminary held at University of Illinois and the 2013 William and Mary Law Review Symposium).

Time-Varying Risk Preferences and Asset Prices: Evidence from Lottery Bonds
Andrey Ukhov, Hotel Administration

2012 Project Description: This proposal is for a study of time variation in preferences toward risk among financial market participants. The project aims to study the relationship between investor risk preferences and asset returns. The study seeks to provide direct evidence on the risk aversion of participants in a
securities market. It will use the prices of lottery bonds issued by the Imperial Russian Government in 1864 and 1866 to estimate investor risk aversion and to study changes in preferences toward risk. Time variation in investor risk preferences will then be compared to the dynamics of the Russian bond market. Preliminary evidence based on a limited data set indicates that increases in risk aversion are positively associated with increases in the price of a risk-free asset. This result is in accord with economic intuition that higher risk aversion is associated with higher demand for a safe asset, and hence, higher equilibrium price of a risk-free security and a lower risk-free rate. Implications of a Consumption Capital Asset Pricing Model for relationship between changes in interest rates and changes of risk aversion will also be tested. Based on a limited data already collected, evidence supporting the model is found. The paper aims to provide evidence on the role of risk aversion in securities market dynamics. Funding will be used to collect additional data to significantly expand the data used in the study, increasing power of the statistical tests.

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Platonic friendship and social olfactory cues in human body odor

Vivian Zayas, Psychology

2012 Project Description: If you are sitting next to a stranger on the bus, how do you decide whether or not to strike up a conversation? Although there is great interest in social psychology in understanding the factors that color social preferences, the effects of olfactory information on judgments of liking have received little attention. The lack of attention to olfactory cues is surprising considering that literature in neighboring disciplines (cognitive science, neurobiology) has shown that humans can select genetically complimentary mates, identify kin, and respond to emotional cues based solely on information encoded in body odor. We propose to bridge the gap between psychobiological and social psychology methods by developing and validating a novel method for studying the effect of body odor, both natural scent (in the absence of any artificial fragrance) and social scent (artificial scent used on a daily basis, e.g., perfume, deodorant, etc.), on judgments of liking. Experiment 1 will investigate the 1-week reliability of judgments of liking based on natural scent alone. Experiment 2 will investigate the extent to which judgments of liking based on natural scent converge with judgments of liking based on social scent, and the extent to which these two types of scents uniquely and jointly predict judgments of liking. We predict that judgments of liking based on natural body odor will be reliable over a 1-week period. We hypothesize that that social scents enhance olfactorily communicated information, which will be reflected in judgments of liking. The present research will shed light on the information conveyed by body odor and will forge the way for other investigations into olfactory judgments of holistic body odor, rather than the disembodied presentation that is currently common.

2013 Project Update:

This project has validated a novel protocol for examining human olfactory cues. Whereas commonly used methods present human olfactory cues artificially via t-shirts or pads, the novel protocol presents olfactory cues as they occur within ecologically valid social (platonic) interactions. A key finding from this ISS funded project is that participants (who don blindfolds and earplugs) are highly reliable in using olfactory cues in making social inferences in ecologically relevant platonic interactions. These effects were observed in the overwhelming majority of participants, and not driven simply by scents of a few donors. The results were presented at the annual Association for Chemosensory Sciences meeting, and are being written up for publication. Follow-up studies will compare the predictive ability of the new protocol with more traditional methods.



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